文献类型：期刊文献

中文题名：企业刑事合规的司法激励、监管与责任承担

英文题名：Judicial Incentives,Supervision,and Accountability for Enterprise Criminal Compliance

作者：刘用军[1]

第一作者：刘用军

机构：[1]河南财经政法大学刑事司法学院,河南郑州450046

第一机构：河南财经政法大学法学院|河南财经政法大学刑事司法学院

年份：2022

卷号：34

期号：6

起止页码：29-36

中文期刊名：山东警察学院学报

外文期刊名：Journal of Shandong Police College

收录：国家哲学社会科学学术期刊数据库

语种：中文

中文关键词：企业刑事合规;司法激励;第三方监管;责任承担

外文关键词：enterprise criminal compliance;judicial incentives;third-party supervision;undertaking of responsibility

摘要：企业合规改革试点工作开展以来,从最高人民检察院发布的典型案例和全国检察机关的实践来看,无论是在涉案企业刑事责任从宽处理方面,还是在对涉案企业进行第三方监管的效果方面,都取得了较好的成绩,值得肯定。但是,还应当进一步拓展企业合规改革所适用的市场主体范围,将企业合规改革和认罪认罚从宽制度有机衔接起来,并授予第三方监督评估组织决定考察期限的权利。在企业刑事责任承担上,应当坚持传统的单位犯罪理论,将单位责任与个人责任统一起来。
Since the launch of pilot work of enterprise compliance reform,from the typical cases issued by the Supreme People's Procuratorate and the practice of procuratorial organs across the country,achievements have been made in both lenient treatment of the criminal responsibility of the enterprises involved and the effect of third-party supervision on the enterprises involved,which is worthy of affirmation.However,the scope of market entities applicable to enterprise compliance reform should be further expanded.We should link the enterprise compliance reform with the leniency system.The supervisory third-party should be granted the right to decide the inspection period.We should also adhere to the traditional theory of organization crime and unify enterprise responsibility with individual responsibility.