文献类型：期刊文献

中文题名：企业刑事合规制度法律依据的建构

英文题名：On Construction of Legal Basis for Corporate Criminal Compliance

作者：刘威[1];刘用军[1]

第一作者：刘威

机构：[1]河南财经政法大学刑事司法学院

第一机构：河南财经政法大学法学院|河南财经政法大学刑事司法学院

年份：2023

卷号：38

期号：1

起止页码：37-44

中文期刊名：江苏警官学院学报

外文期刊名：Journal of Jiangsu Police Institute

收录：国家哲学社会科学学术期刊数据库

基金：2021年河南省哲学社会科学规划年度项目“习近平法治思想的人民性研究”(2021BFX009);2022年河南省高等学校哲学社会科学研究重大项目“新中国70年人民法治思想演变历程与成就研究”(2022-JCZD-32);2022年河南省教育厅人文社会科学一般项目“习近平法治思想的法哲学根基研究”(2022-ZZJH-009)。

语种：中文

中文关键词：企业刑事合规;组织体责任论;法律依据

外文关键词：criminal compliance;the theory of organizational responsibility;legal basis

摘要：企业刑事合规制度是我国在企业犯罪治理领域中的一项重大改革,但其在实践中却因缺乏直接的法律依据而导致在合法性上存在僭越“罪刑法定主义”的问题。基于罪刑法定主义、强调预防性刑法、保护社会公共利益和优化企业营商环境的考量,亟需建构企业刑事合规制度的法律依据。对此,应当在确立“组织体责任论”的基础上,修改刑法中单位犯罪成立和认定的条款;同时,在刑事诉讼法中建构有关企业刑事合规的独立的“附条件不起诉”制度,由此为企业刑事合规制度的落实扫清合法性上的障碍。
The criminal compliance system for enterprises in China constitutes a significant reform in the field of corporate crime control, however, its practical implementation is challenged by the absence of direct legal basis, resulting in the problem of overstepping the "criminal law-based principle." To address this issue,it is imperative to establish a legal basis for the criminal compliance system for enterprises based on considerations of criminal law-based principle, the emphasis on preventive criminal law, protection of public interests, and optimization of the business environment. This can be achieved by establishing the basis of the "organizational entity responsibility theory" and modifying the provisions for the establishment and determination of corporate crimes in the Criminal Law. At the same time, an independent "conditional non-prosecution" system related to corporate criminal compliance should be established in the Criminal Procedure Law, thereby clearing legal obstacles for the implementation of the criminal compliance system for enterprises.