文献类型：期刊文献

中文题名：论内幕交易、泄露内幕信息罪主体识别之规则构造

英文题名：On the Rule Construction of Subject Identification of Insider Trading and Disclosure of Insider Information Crime

作者：陈璐[1];王剑[2,3]

第一作者：陈璐

机构：[1]河南财经政法大学刑事司法学院,河南郑州450000;[2]河南财经政法大学法学院,河南郑州450000;[3]伊春市公安局,黑龙江伊春153000

第一机构：河南财经政法大学法学院|河南财经政法大学刑事司法学院

年份：2024

卷号：40

期号：3

起止页码：81-89

中文期刊名：华北水利水电大学学报（社会科学版）

外文期刊名：Journal of North China University of Water Resources and Electric Power(Social Science Edition)

收录：国家哲学社会科学学术期刊数据库

基金：最高人民检察院检察理论研究课题(GJ2023D20)。

语种：中文

中文关键词：内幕交易;主体归责理论;知情人

外文关键词：insider trading;subject imputation theory;insiders

摘要：作为法定犯之一,内幕交易、泄露内幕信息罪对于前置部门法的规定具有较高的敏感性,修订后的《证券法》对本罪主体规范作出的进一步完善,对规制内幕交易行为意义重大。我国股票发行注册制落地后,如何从刑法层面对本罪的构成要件进行重新解读,成为当前值得研究的重要课题,特别是对于实践中长期存在的主体归责理论基础与识别逻辑的争议,应当予以明确。关于主体认定标准应当以信息平等理论作为主体识别理论之基础;对于法定知情人的认定,应当秉持“职务或业务关联性”的实质性标准;对于“非法获取”的认识,应当突破“手段论”理解之狭隘,进而将“不应获得而获得”作为其实质性内涵。
As one of the statutory offenders,the crime of insider trading and disclosure of insider information is quite sensitive to the provisions of the pre-departmental law.In particular,the further improvement of the subject norms of this crime by the revised《Securities Law》is of great significance for regulating insider trading.However,after the implementation of China’s stock issuance registration system,how to reinterpret the constituent elements of this crime from the criminal law level has become an important topic worthy of study.In particular,the controversy over the theoretical basis and identification logic of the long-standing subject imputation in practice should be discussed and clarified.The subject identification standard should be based on the theory of information equality as the basis of the subject identification theory;for the identification of legal insiders,the substantive standard of“position or business relevance”should be upheld;the narrow understanding of“means theory”should be broken through,and the substantive connotation should be“acquisition without deserving to be acquired”.